Amendment to Fund Project of Krungsri Japan Small Cap Equity Fund and Krungsri Japan Small Cap Equity Dividend Fund

28 June 2017

Krungsri Asset Management Co., Ltd. (the “Management Company”) would like to notify you of amendment to fund project of Krungsri Japan Small Cap Equity Fund (KF-JPSCAP) and Krungsri Japan Small Cap Equity Dividend Fund (KF-JPSCAPD) which have been underwritten by the Fund Supervisor and approved by The Securities and Exchange Commission (the “SEC”) for consistency and/or compliance with the Notification of the Capital Market Supervisory Board No. Thor Nor. 38/2560 re: Investment of the Funds (No. 5) dated 12 May 2017. The amendments include the following:

Investment Ratio for Investment in Securities or Other Assets as Part of Onshore and/or Offshore Mutual Funds

Previous Statement	Amendment to the Criteria
1. Concentration Limit
The fund may invest in other funds (including the Master Fund) provided that investment in each fund shall not exceed 25% of the total units in such fund. The Management Company may apply for exemption from complying with the above requirement with the SEC if other fund in which the fund will invest have been newly established, small size, and public offering to investors.	The fund may invest in other funds (including the Master Fund) provided that investment in each fund shall not exceed one third (1/3) of the total units in such fund. The Management Company may apply for exemption from complying with the above requirement with the SEC if other fund in which the fund will invest have been established for no longer than two years, small size and public offering to investors.
2. Actions required when the fund fails to meet the specified investment ratio resulting from causes other than additional investment (Passive Breach)
2.1 In case the fund exceeds the concentration limit for 5 consecutive days, the Management Company shall take action to ensure that the investment ratio is within the required limit within 90 days from the date of completion of such period. Should the Management Company fail to do so within the specified period, the Management Company shall be prohibited from offering new units of the fund.	2.1 In case the fund exceeds the concentration limit for 5 consecutive days, the Management Company shall take action to ensure that the investment ratio is within the required limit within 180 days from the date of completion of such period. Should the Management Company fail to do so within the specified period, the Management Company shall be prohibited from offering new units of the fund.
2.2 In case of passive breach for 5 consecutive days, the Management Company shall submit a report to the SEC and the fund supervisor within the next business day following the date of completion of such period.	2.2 In case of passive breach for 5 consecutive days, the Management Company shall submit a report to the SEC and the fund supervisor within 3 business days from the date of completion of such period.

The amendments to the above funds shall be effective from 3 July 2017.

Should you have any queries or require any further information, please contact your account manager or our Client Service at 02-657-5757 press 2 or via email at krungsriasset.clientservice@krungsri.com.

Please be informed accordingly.

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Amendment to Fund Project of Krungsri Japan Small Cap Equity Fund and Krungsri Japan Small Cap Equity Dividend Fund

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